Bill Number: S.B. 1437
Barto Floor Amendment
Reference to: GOVERNMENT Committee amendment
Amendment drafted by: Robin Hillyard
FLOOR AMENDMENT EXPLANATION
· Adds an exemption for any rule related to the licensing of securities and investment professions and makes clarifying changes.
First Regular Session S.B. 1437
BARTO FLOOR AMENDMENT
SENATE AMENDMENTS TO S.B. 1437
(Reference to GOVERNMENT Committee amendment)
Page 1, line 14, strike "specifically"
Between lines 19 and 20, insert:
"(vi) ANY RULE RELATING TO THE LICENSING OF A SECURITIES DEALER, SECURITIES SALESMAN, INVESTMENT ADVISER OR INVESTMENT ADVISER REPRESENTATIVE.
Page 9, line 2, strike "NOTWITHSTANDING ANY OTHER LAW,""
Amend title to conform